Notes: Rethinking the definition of the ‘business of banking’ in South Africa against the backdrop of Registrar of Banks v Net Income Solutions [2013] ZAWCHC 92

Notes: Rethinking the definition of the ‘business of banking’ in South Africa against the backdrop of Registrar of Banks v Net Income Solutions [2013] ZAWCHC 92

Authors H Kawadza

ISSN: 2521-2575
Affiliations: Senior lecturer, School of Law, University of the Witwatersrand
Source: Journal of Corporate and Commercial Law & Practice, The, Volume 1 Issue 1, 2015, p. 105 – 115

Abstract

The recent financial crisis has amplified calls for the effective regulation of banks. However, an appreciation of bank regulation necessitates an understanding of what a bank is. It is only when that has been accomplished that resources can be channelled towards the regulatory and supervisory objective of those institutions. The major challenge, however, has been the growing difficulty associated with defining what the business of banking is. Statutory definitions have been too restrictive and have confined banks to certain activities. Much as that can be justified as necessary to prevent banks from engaging in other activities, that constraint has had the potential of exposing banks to, among other disadvantages, unfair competition especially given that the activities which have traditionally been the preserve of banks are now being undertaken by non-banking institutions.

Notes: The meaning of artificial price: Lessons from Australian case Director of Public Prosecutions (Cth) v JM [2013] HCA 30

Notes: The meaning of artificial price: Lessons from Australian case Director of Public Prosecutions (Cth) v JM [2013] HCA 30

Authors Tshegofatso Kgarabjang

ISSN: 2521-2575
Affiliations: Lecturer, School of Law, University of South Africa
Source: Journal of Corporate and Commercial Law & Practice, The, Volume 1 Issue 1, 2015, p. 93 – 104

Abstract

In recent times, South Africa and other jurisdictions with which it shares corporate commercial legal traditions have upped the tempo on tightening corporate commercial law policy and regulation. One of the ways in which this is done is by introducing rules to regulate conduct of players within the capital financial markets. In South Africa, this is evidenced by the enactment of the Financial Markets Act 19 of 2012. Central to the regulation of financial markets is the prohibition of certain trading practices as clearly set out in s 80 of the Act. One of such prohibited trading practices is the direct or indirect use of or participation in any practice which has created or is likely to have the effect of creating an artificial price for the relevant securities of the company concerned. Since there is no single case in South Africa dealing extensively with the conduct of creating an artificial price for the securities of a company, lessons can be derived from jurisdictions like Australia, which shares corporate commercial legal traditions with South Africa.

The use of American Depositary Receipts (ADRS) by South African public companies

The use of American Depositary Receipts (ADRS) by South African public companies

Authors Zama Chonco

ISSN: 2521-2575
Affiliations: Legal Counsel, Corporate and Investment Banking, Barclays Africa Group Limited
Source: Journal of Corporate and Commercial Law & Practice, The, Volume 1 Issue 1, 2015, p. 63 – 92

Abstract

The process of globalisation, described as ‘the growing interdependence of countries resulting from the increasing integration of trade, finance, people and ideas in one global market place’, [fn1] has been a catalyst for economic growth in many developing countries such as China, Hong Kong and South Africa, by encouraging international trade as well as cross-border investment. A popular mechanism utilised to promote crossborder investment is the direct listing of a public company’s shares on more than one exchange. [fn2] Cross-listing enables a South African public company to issue the same class of its shares on the Johannesburg Stock Exchange (hereinafter referred to as the JSE) as well as on a foreign exchange; with the set of shares trading on the JSE being traded in South African rand and the shares trading on the foreign exchange being traded in the currency of that foreign exchange. [fn3] There are many exchanges that facilitate that. [fn4] The process of trading in a company’s securities either in the over-the-counter (OTC) market or on an exchange through an American Depositary Receipt programme (ADR programme) has been gaining popularity with emerging economies since the early 1990s and is generally considered the most popular type of crosslisted security to date. [fn5] South Africa is not an exception to this global trend. In 1983 only three South African public companies had instituted ADR programmes, [fn6] whereas, as of 3 December 2013, as many as 35 of the JSE ‘Top 40’ listed companies have instituted ADR programmes, [fn7] with 24 companies instituting their ADR programmes in 2013 alone. [fn8] footnote 1: Beyond Economic Growth (ch 12 Globalization and International Trade) available at http://www.worldbank.org/depweb/beyond/beyondco/beg_12.pdf, accessed on 18 February 2014. footnote 2: Kathleen van der Linde ‘Aspects of the cross-listing of securities’ (2009) 21 SA Merc LJ 631. footnote 3: Yuliya Guseva ‘Cross listings and the new world of international capital: Another look at the efficiency and extraterritoriality of securities law’ (2013) 44 Georgetown Journal of International Law 411. footnote 4: Available at http://www.forbes.com/pictures/eddk45iglh/bmf-bovespa-brazil/, accessed on 25 April 2014. footnote 5: Guseva op cit note 3 at 424. footnote 6: Bank of New York Mellon: Depositary Receipt available at http://www.adrbnymellon.com/dr_directory.jsp, accessed on 25 April 2014. footnote 7: ‘Corporate news: Clover launches ADR programme in US’ available at http://finweek.com/2013/12/03/corporate-news-clover-launches-adr-programme-in-us/, accessed on 25 April 2014. footnote 8: Op cit note 6.

A critique of rescuing failing businesses: A legal perspective

A critique of rescuing failing businesses: A legal perspective

Authors Fidelis Manyuchi

ISSN: 2521-2575
Affiliations: LLM Candidate University of the Witwatersrand, Johannesburg
Source: Journal of Corporate and Commercial Law & Practice, The, Volume 1 Issue 1, 2015, p. 44 – 62

Abstract

The South African legal field has a novel concept of business rescue. This concept is mainly premised on the management, by a business rescue practitioner, of transaction costs that cause business entities to get into financial distress. Through the use of three case studies, this article introduces and demonstrates the importance of information asymmetry costs in the business rescue arena. Information asymmetry costs mainly cause losses to a business entity and also determine the success of proceedings towards business rescue, the assumption and execution of the business rescue plan by the business rescue practitioner. The study therefore, calls for a holistic approach to business rescue that combines analysis of transaction costs and information asymmetry costs throughout the business rescue processes.

Critical analysis of the extended legal standing provisions under section 157(1) of the Companies Act 71 of 2008 to apply for legal remedies

Critical analysis of the extended legal standing provisions under section 157(1) of the Companies Act 71 of 2008 to apply for legal remedies

Authors Justice Chris Jafta

ISSN: 2521-2575
Affiliations: Justice of the Constitutional Court of South Africa
Source: Journal of Corporate and Commercial Law & Practice, The, Volume 1 Issue 1, 2015, p. 35 – 43

Abstract

Legal standing (or locus standi) is a requirement for instituting legal proceedings, irrespective of whether the claim is rooted in the Constitution, statute law or the common law. For claims based on the common law or statutes, the standard for establishing legal standing is generally the same. In passing the Companies Act 71 of 2008, Parliament must have been aware of the narrow approach to standing at common law and the fact that in the case of a statutory claim, legal standing is determined with reference to the relevant statute. It cannot be gainsaid that the aim of the legislature, encapsulated in s 157, was to alter the common-law position on legal standing and expand the class of persons who may institute legal proceedings. The section has revolutionised legal standing in matters where the Act applies. This article considers the scope of that legal standing, the determination of which involves the interpretation of s 157.

Possible contribution of corporate law remedies to curbing illicit outflow of capital from Africa

Possible contribution of corporate law remedies to curbing illicit outflow of capital from Africa

Authors Tshepo H Mongalo

ISSN: 2521-2575
Affiliations: Associate Professor of Law at the University of the Witwatersrand, Johannesburg
Source: Journal of Corporate and Commercial Law & Practice, The, Volume 1 Issue 1, 2015, p. 1 – 34

Abstract

The long-standing problem of capital flight from Africa as a result of the deliberately mischievous activities of multinational corporations is not lessened by the obvious inability of the conventional Anglo-American corporate law remedies to extend legal standing to constituencies other than equity investors. However, the lessons from the recent corporate law developments in South Africa show that the appropriate extension of legal standing in corporate law remedies to accommodate other corporate constituencies and the public interest can go a long way to contributing to the reduction of the scourge of this disempowering conduct of multinational corporations. The extension of legal standing to accommodate non-shareholder corporate constituencies and the public interest should, however, be embarked upon within reasonable limitations if the new corporate legal enforcement framework is to be of any utility. The South African experience offers lessons as to how these reasonable limitations can be made a permanent feature of the new enforcement framework. The paper argues that the insistence on the conservative, and, largely, individualistic Anglo-American corporate legal enforcement framework at all costs will make it difficult, if not impossible, for modern corporate law to contribute to the limited arsenal that can be employed to stem the tide of illicit capital flight from Africa.